Katherine Bucaccio
The SEC holds CCO Bartholomew Battista responsible for the firm’s violations involving the outside activities of a portfolio manager
Managers have begun making the switch to the ICAV, which allows for US tax treatment and exemption from recent Irish corporate law reforms.
A judge has ordered that Randy Work must give half of his fortune to his estranged wife
MOFCOM’s draft version of a new foreign investment law aims to overhaul current regulation by removing current roadblocks and redefining foreign investors
The Division of Enforcement expects to recommend numerous conflict of interest cases for enforcement action, specifically regarding fee policies
.jpg "Carry in the crosshairs ahead of UK election")
New research on the “Mayfair tax loophole” by a left-leaning advocacy group is causing a stir in the lead up to the UK’s general election
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The EVCA is seeing an opportunity for EU officials to relax industry regulations as part of an effort to harmonize the continent’s capital markets
The placement agent was scheduled to stand trial next month for corruption charges in a pay-to-play scheme with former CalPERS CEO Federico Buenrostro
In its list of priorities for this year’s examination program, the OCIE added private equity fees and expenses as a target area for inspectors
Maryellen Maurer’s move comes despite reports that the SEC has not been recruiting private equity talent