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As recent settlements, proposed rules and exam sweeps highlight the SEC’s focus on regulating AI tools, firms would do well to ensure they have robust AI processes in place.
ASIC has expanded its strategic priorities to include ‘consistency and transparency across markets’, which will include scrutiny of private investments.
The Securities and Exchange Board of India's latest guidelines are expected to help clarify grey areas in domestic borrowing practices, though uncertainties remain around subscription credit line usage.
Regulatory scrutiny is likely far from over despite a court ruling the US Federal Trade Commission exceeded its authority in proposing a blanket ban on non-competes.
Last week's budget included a number of tax reforms that could promote domestic and foreign investment into Indian private markets.
In wake of Fifth Circuit decision, rules should be scrapped or carve out private fund managers, groups claim.
Equal-arm balance, books, a gavel and a UK pound coin on a table
London-based private equity houses should prepare for a wide range of scenarios ahead of the 2024 autumn statement.
Private equity investment in the sector is attracting increasing attention from regulatory bodies as oversight intensifies at both federal and state levels.
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